— Compliance Approved, a SaaS compliance automation platform, is transforming how investment firms handle marketing reviews. Designed for SEC-registered RIAs and FINRA-regulated broker-dealers, the tool uses advanced AI to flag compliance risks in marketing content — saving firms time, cost, and regulatory headaches.
“Our goal is to eliminate the guesswork and delays in compliance review cycles,” said Ryan Myers, Founder. “With Compliance Approved, marketing teams get faster feedback, and compliance officers get peace of mind.”
The platform reviews text, PDFs, emails, images, and more — checking for SEC Rule 206(4)-1 and FINRA Rule 2210 issues. Each submission receives a risk score, detailed compliance assessment, and ready-to-use disclaimers.
Myers, a long-time CCO, built the tool after facing the pain of slow, manual review processes firsthand. He has used that experience to shape Compliance Approved’s review standards.
The product is live at https://complianceapproved.com with tiered pricing for compliance teams, marketers, and solo advisors. Early adopters can try the tool for free for a limited time.
About
Compliance Approved is an AI-powered compliance review platform designed for the financial services industry. It helps investment advisers and broker-dealers comply with SEC and FINRA marketing regulations. Founded by a CCO, the tool automates compliance reviews so firms can move faster without compromising on standards.
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Media Contact
Full Name: Ryan Myers
Title: Founder
Company Name: Compliance Approved LLC
Email: info@complianceapproved.com
Phone Number: 716-202-8521
Website: https://complianceapproved.com/
Release ID: 89166221
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